Kok Leong Ooi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Leong Ooi ( ), a licensed former licensee with CE reference BTM571. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-28 | 2023-04-18 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-28 | 2023-04-18 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2023-02-28 | 2023-04-18 |