Tsz Shan Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Shan Au ( ), a licensed former licensee with CE reference BTM239. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Magnum Research Limited 弘量研究有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-07 | 2024-07-13 |
| Magnum Research Limited 弘量研究有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-07 | 2024-07-13 |