Tsz Shan Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Shan Au, a licensed former licensee with CE reference BTM239. This person has 1.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Magnum Research Limited 弘量研究有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-07 | 2024-07-13 |
| Magnum Research Limited 弘量研究有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-07 | 2024-07-13 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Shan Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yuan Liu | Magnum Research Limited | 2023–2024 |
| Yao Tung Huang | Magnum Research Limited | 2023–2024 |
| Chunran Lei | Magnum Research Limited | 2023–2024 |
| Junxin Zhou | Magnum Research Limited | 2023–2024 |
| Frederick Ian Kit Chu | Magnum Research Limited | 2023–2024 |
| Xinyi Li | Magnum Research Limited | 2023–2024 |
| Yang Xie | Magnum Research Limited | 2023 |