James Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Wang ( ), a licensed former licensee with CE reference BTG533. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-15 | 2024-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-12-15 | 2024-06-30 |