Xiao Ming Gu
顧曉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Ming Gu (顧曉明), CE reference BTB328. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-30 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-30 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-09-30 | present |