Nan (SFC:BTA200) Liu
劉南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan (SFC:BTA200) Liu (劉南), a licensed former licensee with CE reference BTA200. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-29 | 2024-02-28 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-29 | 2024-02-28 |