Shang (SFC:BSZ962) Wu
吳尚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang (SFC:BSZ962) Wu (吳尚), a licensed former licensee with CE reference BSZ962. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-08 | 2025-07-15 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-05-08 | 2025-07-15 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-05-08 | 2025-07-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-18 | 2023-09-15 |