Tak Yan (SFC:BSZ931) Chow
周德恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Yan (SFC:BSZ931) Chow (周德恩), a licensed former licensee with CE reference BSZ931. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-10 | 2023-08-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-10 | 2023-08-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-10-10 | 2023-08-08 |