Tin Lok Wan

雲天諾
CE No. BSZ344 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Lok Wan (雲天諾), a licensed former licensee with CE reference BSZ344. This person has 1.3 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 1 - Dealing in securities 2023-09-06 2024-04-12
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 4 - Advising on securities 2023-09-06 2024-04-12
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 9 - Asset management 2023-09-06 2024-04-12
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 1 - Dealing in securities 2022-09-26 2023-06-01
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 4 - Advising on securities 2022-09-26 2023-06-01
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 9 - Asset management 2022-09-26 2023-06-01

Worked alongside

The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Tin Lok Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Nicholas John Bannerman CBH Asia Limited 2022–2024
Zachary Tin Ying Chan CBH Asia Limited 2022–2024
Sung Yip Chiu CBH Asia Limited 2022–2024
Doron Huang CBH Asia Limited 2022–2024
Tian Wen Jiing CBH Asia Limited 2022–2024
Paula Patricia Marriott CBH Asia Limited 2022–2024
Mia Tsz Ching Tsang CBH Asia Limited 2022–2024
Mung Mei Yu CBH Asia Limited 2022–2024
Jon Patrick Dingley CBH Asia Limited 2022–2024
Chi Man Wong CBH Asia Limited 2022–2024
Charles Hui Chun Chui CBH Asia Limited 2022–2024
Na Yi CBH Asia Limited 2023–2024
Chun Wang Calvin Fong CBH Asia Limited 2023–2024
Jing Zhang CBH Asia Limited 2022–2023
Wensen He CBH Asia Limited 2023
Ka Wa Lee CBH Asia Limited 2022–2023
Wing Sea Ng CBH Asia Limited 2023–2024
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