Hsiao Wen Liu
劉筱文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiao Wen Liu (劉筱文), a licensed Representative with CE reference BSY111. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-09-05 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-05 | 2023-02-27 |