Tian (SFC:BSU575) Luo
羅田
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian (SFC:BSU575) Luo (羅田), a licensed Representative with CE reference BSU575. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-01 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-01 | 2024-01-18 |