Sze Yuen (SFC:BST709) Chan
陳思元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Yuen (SFC:BST709) Chan (陳思元), a licensed former licensee with CE reference BST709. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-05 | 2023-01-13 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-05 | 2023-01-13 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-08-05 | 2023-01-13 |