Gautam (SFC:BSS921) Sareen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gautam (SFC:BSS921) Sareen, a licensed Representative with CE reference BSS921. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-19 | present |