Yu (SFC:BSQ400) Yan
閆雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BSQ400) Yan (閆雨), a licensed former licensee with CE reference BSQ400. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-13 | 2024-11-03 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-07-13 | 2024-11-03 |