Tsung-An Tsai
蔡宗岸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsung-An Tsai (蔡宗岸), a licensed former licensee with CE reference BSQ376. This person has 1.0 year of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-08 | 2023-06-25 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 - Advising on securities | 2022-09-08 | 2023-06-25 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 - Asset management | 2022-09-08 | 2023-06-25 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-14 | 2022-09-08 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-14 | 2022-09-08 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 - Asset management | 2022-06-14 | 2022-09-08 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsung-An Tsai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hua-Chang Wu | Conning Asia Pacific Limited | 2022–2023 |
| Chun Wah Chan | Conning Asia Pacific Limited | 2022–2023 |
| En-Ting Liu | Conning Asia Pacific Limited | 2022–2023 |
| Jonathan Tai Hin Kwan | Conning Asia Pacific Limited | 2022–2023 |
| Xiaojing Yang | Conning Asia Pacific Limited | 2022–2023 |
| Chun Wai Agnes Lam | Conning Asia Pacific Limited | 2022–2023 |
| Tin Long Wu | Conning Asia Pacific Limited | 2022–2023 |
| Xiaodan Zhu | Conning Asia Pacific Limited | 2022–2023 |
| Yitao Liu | Conning Asia Pacific Limited | 2022–2023 |
| Hang Lin | Conning Asia Pacific Limited | 2022–2023 |
| Yen-Ting Liu | Conning Asia Pacific Limited | 2022–2023 |
| Hsiu Mei Huang | Conning Asia Pacific Limited | 2022–2023 |
| Chun Hei Yau | Conning Asia Pacific Limited | 2022 |
| Pui Yin Chan | Conning Asia Pacific Limited | 2022 |
| Soon Hyung Chung | Conning Asia Pacific Limited | 2022 |
| Ronald Kam Yuen Lam | Conning Asia Pacific Limited | 2022 |
| Yuan Yuan Wang | Conning Asia Pacific Limited | 2022 |
| Chun Wah Yim | Conning Asia Pacific Limited | 2022 |
| Yu-Hsuan Chao | Conning Asia Pacific Limited | 2023 |