Liwen Yang
楊麗文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liwen Yang (楊麗文), a licensed former licensee with CE reference BSM567. This person has 0.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-10 | 2023-03-24 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-10 | 2023-03-24 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-09 | 2022-12-12 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-09 | 2022-12-12 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 9 - Asset management | 2022-06-09 | 2022-12-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Liwen Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.