Dan (SFC:BSJ162) Xie
謝丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan (SFC:BSJ162) Xie (謝丹), CE reference BSJ162. Currently licensed at 1 firm(s): China Securities (International) Brokerage Company Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-10 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 — Advising on securities | 2022-11-10 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-18 | 2022-11-10 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-18 | 2022-11-10 |