Sriraam Rathi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sriraam Rathi ( ), a licensed former licensee with CE reference BSE726. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-09 | 2023-09-01 |