Yao Wu
吳窯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao Wu (吳窯), a licensed former licensee with CE reference BSA091. This person has 4.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-04 | 2026-07-06 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-01-04 | 2026-07-06 |