Elliot Nguyen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elliot Nguyen, a licensed former licensee with CE reference BRZ344. This person has 2.5 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aurelius Financial Group Limited 旭倫資本有限公司 |
RO | Type 9 - Asset management | 2023-08-30 | 2024-06-30 |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-12 | 2024-06-30 |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-12 | 2024-06-30 |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
Rep | Type 9 - Asset management | 2022-01-12 | 2023-08-30 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Elliot Nguyen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Hongpei Chen | Aurelius Financial Group Limited | 2022–2024 |
| Ka Hou Tse | Aurelius Financial Group Limited | 2022–2024 |
| Wenyue Jiang | Aurelius Financial Group Limited | 2022–2023 |