Sze Wai Yim
嚴司蕙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wai Yim (嚴司蕙), a licensed former licensee with CE reference BRY526. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-20 | 2022-06-20 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-12-20 | 2022-06-20 |