Roger Theodor Prinz

CE No. BRS774 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Theodor Prinz (), a licensed former licensee with CE reference BRS774. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Silverhorn Investment Advisors Limited
瑞峰投資顧問有限公司
RO Type 1 — Dealing in securities 2022-09-01 2022-11-30
Silverhorn Investment Advisors Limited
瑞峰投資顧問有限公司
RO Type 4 — Advising on securities 2022-09-01 2022-11-30
Silverhorn Investment Advisors Limited
瑞峰投資顧問有限公司
RO Type 9 — Asset management 2022-09-01 2022-11-30

Related