Roger Theodor Prinz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Theodor Prinz ( ), a licensed former licensee with CE reference BRS774. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-01 | 2022-11-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2022-09-01 | 2022-11-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 9 — Asset management | 2022-09-01 | 2022-11-30 |