Karen Kwan
關潔琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Kwan (關潔琳), a licensed Representative with CE reference BRS732. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-30 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-30 | present |