Chen (SFC:BRS564) Wu
吳晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BRS564) Wu (吳晨), a licensed Representative with CE reference BRS564. Currently licensed at 1 firm(s): CITIC Securities Brokerage (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-28 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-28 | present |