He Xiao
肖荷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for He Xiao (肖荷), a licensed former licensee with CE reference BRR464. This person has 5.0 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-28 | 2026-09-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-09 | 2021-09-13 |