Ha Lam Kwok

郭夏嵐
CE No. BRP988 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ha Lam Kwok (郭夏嵐), a licensed former licensee with CE reference BRP988. This person has 1.0 year of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Enhanced Investment Products Limited
易亞投資管理有限公司
Rep Type 4 - Advising on securities 2021-09-23 2022-09-23
Enhanced Investment Products Limited
易亞投資管理有限公司
Rep Type 5 - Advising on futures contracts 2021-09-23 2022-09-23
Enhanced Investment Products Limited
易亞投資管理有限公司
Rep Type 9 - Asset management 2021-09-23 2022-09-23

Worked alongside

The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Ha Lam Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Paul Sek Ming Wong Enhanced Investment Products Limited 2021–2022
Ching Ho Ng Enhanced Investment Products Limited 2021–2022
Yiyun Zhou Enhanced Investment Products Limited 2021–2022
Tobias Christopher James Bland Enhanced Investment Products Limited 2021–2022
Wan Wai Chik Enhanced Investment Products Limited 2021–2022
Daniel Philip Turner Enhanced Investment Products Limited 2021–2022
Ka Yue Kenneth Chau Enhanced Investment Products Limited 2021–2022
David Che Loon Lau Enhanced Investment Products Limited 2021–2022
Yu Jiang Enhanced Investment Products Limited 2022
Ka Kuen Ho Enhanced Investment Products Limited 2022
Zhicheng Rong Enhanced Investment Products Limited 2022
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