Yu (SFC:BRP917) Xiao
肖雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BRP917) Xiao (肖雨), a licensed former licensee with CE reference BRP917. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-16 | 2023-05-12 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-16 | 2023-05-12 |