Ross Dunwoody
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ross Dunwoody ( ), a licensed former licensee with CE reference BRP791. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trafalgar Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2024-05-21 | 2025-08-13 |
| Trafalgar Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2021-08-19 | 2024-05-21 |