Duke Du Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duke Du Zhang ( ), a licensed former licensee with CE reference BRO764. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-18 | 2022-11-02 |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-18 | 2022-11-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-18 | 2022-11-02 |