Xiaowei Guo
郭小偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaowei Guo (郭小偉), a licensed former licensee with CE reference BRO750. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-08 | 2023-09-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-08 | 2023-09-29 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-09-08 | 2023-09-29 |