Xiaoqi Gao
高晓琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoqi Gao (高晓琪), a licensed former licensee with CE reference BRO463. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-07 | 2025-02-14 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-13 | 2025-02-14 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-03 | 2021-08-13 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-08-03 | 2021-08-13 |