Ziu Erin Lee
李曌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziu Erin Lee (李曌), a licensed former licensee with CE reference BRO084. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-26 | 2023-03-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-30 | 2025-11-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-08-30 | 2023-03-01 |