Lok Yan Yeung
楊樂忻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yan Yeung (楊樂忻), a licensed former licensee with CE reference BRK996. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-07 | 2023-01-04 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-06-07 | 2023-01-04 |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-10 | 2022-05-16 |