Tao (SFC:BRJ149) Xie
謝濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao (SFC:BRJ149) Xie (謝濤), a licensed former licensee with CE reference BRJ149. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-29 | 2024-11-22 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-29 | 2024-11-22 |