Shuping Du
杜蜀萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuping Du (杜蜀萍), a licensed former licensee with CE reference BRI456. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-17 | 2024-08-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-24 | 2024-08-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-24 | 2024-08-30 |