Xu (SFC:BRI455) Han
韓旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu (SFC:BRI455) Han (韓旭), a licensed former licensee with CE reference BRI455. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-22 | 2022-12-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-22 | 2022-12-01 |