Goutham Kothathi Shivaswamy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Goutham Kothathi Shivaswamy, a licensed former licensee with CE reference BRE714. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-07 | 2022-05-13 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-07 | 2022-05-13 |