Simon Elie Raphael Ctorza
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Elie Raphael Ctorza ( ), a licensed former licensee with CE reference BRD798. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-06 | 2023-05-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-05-06 | 2023-05-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-06 | 2023-05-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-05-06 | 2023-05-22 |