Yan (SFC:BQW360) Li
李彦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BQW360) Li (李彦), a licensed former licensee with CE reference BQW360. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-09 | 2022-07-06 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-04-09 | 2022-07-06 |