Yan Li
李彦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Li (李彦), a licensed former licensee with CE reference BQW360. This person has 1.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-09 | 2022-07-06 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-04-09 | 2022-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.