Yee Nok Lai
黎以諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Nok Lai (黎以諾), a licensed former licensee with CE reference BQW333. This person has 5.5 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-08 | 2026-09-25 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-03-08 | 2026-09-25 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-18 | 2026-09-25 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-03-18 | 2026-09-25 |