Xiaodong (SFC:BQW090) Liu
劉小東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaodong (SFC:BQW090) Liu (劉小東), CE reference BQW090. Currently licensed at 1 firm(s): JA Securities Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JA Securities Limited 金奧證券有限公司 |
RO | Type 9 — Asset management | 2022-12-06 | present |
| JA Securities Limited 金奧證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-17 | present |
| JA Securities Limited 金奧證券有限公司 |
RO | Type 4 — Advising on securities | 2022-02-17 | present |