Yi Chang Lim
林易昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Chang Lim (林易昌), a licensed former licensee with CE reference BQV631. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-03 | 2022-05-27 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-05 | 2022-05-27 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-03-05 | 2022-05-27 |