Tong (SFC:BQV094) Yu
于桐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tong (SFC:BQV094) Yu (于桐), a licensed former licensee with CE reference BQV094. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-01 | 2023-11-09 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-03-01 | 2023-11-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-01 | 2023-11-09 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-03-01 | 2023-11-09 |