Ya Qi Cai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ya Qi Cai, a licensed former licensee with CE reference BQU945. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-04 | 2022-02-21 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-04 | 2022-02-21 |