Philip Duong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Duong ( ), a licensed former licensee with CE reference BQT301. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C-Lab Investments Limited |
RO | Type 1 — Dealing in securities | 2021-10-15 | 2022-12-09 |
| C-Lab Investments Limited |
RO | Type 4 — Advising on securities | 2021-10-15 | 2022-12-09 |
| C-Lab Investments Limited |
RO | Type 9 — Asset management | 2021-10-15 | 2022-12-09 |