Philip Duong

CE No. BQT301 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Duong, a licensed former licensee with CE reference BQT301. This person has 1.2 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
C-Lab Investments Limited RO Type 1 - Dealing in securities 2021-10-15 2022-12-09
C-Lab Investments Limited RO Type 4 - Advising on securities 2021-10-15 2022-12-09
C-Lab Investments Limited RO Type 9 - Asset management 2021-10-15 2022-12-09

Worked alongside

The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Duong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chen Wang C-Lab Investments Limited 2021–2022
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