Lin (SFC:BQQ721) Li
李琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin (SFC:BQQ721) Li (李琳), a licensed former licensee with CE reference BQQ721. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-07 | 2026-03-01 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-02-07 | 2026-03-01 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-08 | 2022-12-20 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-16 | 2022-06-08 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-16 | 2022-12-20 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-19 | 2021-11-07 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-01-19 | 2021-11-07 |