Chen (SFC:BQO310) Wu
吳晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BQO310) Wu (吳晨), a licensed former licensee with CE reference BQO310. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-01 | 2022-06-01 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-01 | 2022-06-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-06-01 | 2022-06-01 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-06-01 | 2022-06-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-01 | 2023-01-18 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-06-01 | 2023-01-18 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-06-01 | 2023-01-18 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 — Asset management | 2022-06-01 | 2023-01-18 |