Xiao (SFC:BQM503) Liu
劉嘯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:BQM503) Liu (劉嘯), a licensed former licensee with CE reference BQM503. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-10 | 2021-10-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-11 | 2021-10-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-12-11 | 2021-02-10 |