Yu (SFC:BQM408) Chen
陳鈺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BQM408) Chen (陳鈺), a licensed former licensee with CE reference BQM408. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-11 | 2021-06-16 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2020-12-11 | 2021-06-16 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2020-12-11 | 2021-06-16 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2020-12-11 | 2021-06-16 |