Zhaojie Xie
謝昭杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhaojie Xie (謝昭杰), a licensed former licensee with CE reference BQL801. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-17 | 2022-09-02 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-17 | 2022-09-02 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2020-11-17 | 2022-09-02 |